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Where can I find AUM ADV form?

Form ADV is the uniform form used by investment advisers to register with both the SEC and state securities authorities. The form consists of two parts, both of which are available to the public on the SECs Investment Adviser Public Disclosure (IAPD) website.

How to find Form ADV Part 2a?

Downloading an RIAs Form ADV Part 2 is easy: Go to the SECs Investment Adviser Search website. Look up the adviser by firm name. Click more details then Part 2 Brochures. If necessary, click the link for the most recent brochure filed.

What is an ADV investment advisor?

Form ADV is officially called the Uniform Application for Investment Adviser Registration and Report by Exempt Reporting Adviser. Any investment advisor that manages more than $25 million must submit this registration document to the U.S. Securities and Exchange Commission and to state securities authorities.

How do I find a companys ADV form?

You can get a free copy of Form ADV through the Investment Adviser Public Disclosure website at adviserinfo.sec.gov. You can also check state regulator websites where the advisor operates.

Where can I find historical form ADVS?

Form ADV filings are publicly available on the SECs Investment Adviser Public Disclosure (IAPD) website.

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