Get the up-to-date sipc 6 form 2025 now

Show details

4 out of 5

48 votes

The document is a General Assessment Payment Form (SIPC-6) for members of the Securities Investor Protection Corporation (SIPC). It outlines the requirements for filing the form, including details on calculating SIPC Net Operating Revenues and the associated general assessment payment due within 30 days after the first half of the fiscal year. The form requires information about the member's revenue, deductions, and any applicable interest on late payments. It also provides instructions for submitting corrections and inquiries.

Here's how it works

01. Edit your sipc 6 online

Type text, add images, blackout confidential details, add comments, highlights and more.

02. Sign it in a few clicks

Draw your signature, type it, upload its image, or use your mobile device as a signature pad.

03. Share your form with others

Send sipc 6 form via email, link, or fax. You can also download it, export it or print it out.

The fastest way to redact Sipc 6 form online

Ease of Setup

DocHub User Ratings on G2

Ease of Use

DocHub User Ratings on G2

Dochub is a perfect editor for modifying your forms online. Follow this simple guide to edit Sipc 6 form in PDF format online for free:

Register and log in. Register for a free account, set a secure password, and proceed with email verification to start working on your forms.
Add a document. Click on New Document and select the file importing option: add Sipc 6 form from your device, the cloud, or a protected URL.
Make changes to the template. Utilize the upper and left panel tools to edit Sipc 6 form. Add and customize text, images, and fillable areas, whiteout unneeded details, highlight the important ones, and comment on your updates.
Get your paperwork done. Send the form to other individuals via email, generate a link for quicker document sharing, export the template to the cloud, or save it on your device in the current version or with Audit Trail included.

Discover all the benefits of our editor today!

be ready to get more

Complete this form in 5 minutes or less

Get form

Got questions?

We have answers to the most popular questions from our customers. If you can't find an answer to your question, please contact us.

Is it better to have FDIC or SIPC?

FDIC insures your bank savings up to $250000 (per depositor, per bank) in the event that the bank fails. SIPC is similar but it protects your investments in the event of the failure or fraud of a brokerage firm. It will not protect you against declines in the market.

Is it safe to keep more than $500,000 in a brokerage account?

They must also have a certain amount of liquidity on hand, thus allowing them to cover funds in these cases. What this means is that even if you have more than $500,000 in one brokerage account, chances are high that you wont lose any of your money even if the broker is forced into liquidation.

What does SIPC actually cover?

Up to $500,000 for Securities SIPC protects customers against the loss of their stocks, bonds, Treasury securities, certificates of deposit, mutual funds, money market mutual funds, and certain other investments as securities, held for them by the broker.

What is a SIPC assessment?

SIPC members pay annual membership assessments which are used to fund SIPC and its mission. Most registered brokerage firms which conduct business with the investing public are SIPC members. SIPC member brokerage firms must state that they are SIPC members in their offices and on their webpage and advertisements.

Who is required to join SIPC?

All registered brokers or dealers are SIPC members by law, with some exceptions. Address information is provided as a convenience and often reflects the members business mailing address and not necessarily the retail office or location.

sipc assessment fee

SIPC-7 form Sipc 6 form pdf Sipc 6 form pdf download SIPC-7 form pdf Sipc 6 form download Sipc 6 form online SIPC-7 instructions sipc-7 general assessment form

Who is required to be a member of SIPC?

SIPC member brokerage firms are, with narrow exceptions, all securities broker-dealers registered with the SEC. SIPC members pay annual membership assessments which are used to fund SIPC and its mission. Most registered brokerage firms which conduct business with the investing public are SIPC members.

Is SIPC required?

Most U.S. brokerage firms are required to be SIPC members. To find out if your brokerage firm is a SIPC member, check the list or Contact Us.

How do I file a SIPC claim?

A claim may be filed electronically, or by mailing a completed and signed claim form to the Trustee. When filing a claim electronically, or completing your written claim form for mailing, follow all instructions.