Director and officer questionnaire: Fill out & sign online

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What is a directors and officers questionnaire?

A DO questionnaire asks detailed questions about sensitive data to determine a board directors background, business experience, and financial entanglements. Some categories the DO questions fall into include: Occupation and Business Experience. Directorships and Compensation Committees. Legal Proceedings.

Who needs to fill out a FINRA questionnaire?

(FINRA) questionnaire is prepared by underwriters counsel and distributed to representatives of the underwriters and the companys officers, directors, and shareholders holding 10% or more of the shares.