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Initial Substantial Holder means the Percentage Stock Owner of at least 4.75% of any class of the Corporation Securities as of the Effective Date, after giving effect to the Plan of Reorganization.
What is a Form 603?
Form 603. Description. Notice of initial substantial holder. Purpose. Notice is given to a listed company, or the responsible entity for a listed managed investment scheme, and a copy given to each relevant securities exchange.
What is a substantial shareholder?
A substantial shareholder is a person holding or having interest in 5% of the voting shares in a company (or if there is more than one class, 5% or more of the shares in any class).
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