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SEC Complaint v. International Broadcasting Corporation - sec

SEC Complaint v. International Broadcasting Corporation - sec 2025

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The document is a legal complaint filed by the U.S. Securities and Exchange Commission (SEC) against International Broadcasting Corporation, now known as Copper King Mining Corporation, for committing fraud through false press releases and misleading public statements made by its former CEO, Daryn P. Fleming. The SEC alleges violations of the Securities Exchange Act of 1934, specifically Section 10(b) and Rule 10b-5, due to material misrepresentations regarding the company's business operations and affiliations with radio stations.

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What happens after SEC complaint is filed?

In a civil action, the SEC files a complaint in federal court and may seek substantial sanctions and remedies. In an administrative action, SEC staff presents the evidence to an Administrative Law Judge who issues a decision and a recommended sanction.

Are SEC complaints anonymous?

Yes, you may submit anonymously. To be eligible for an award you must have an attorney represent you in connection with your submission.

Are whistleblower complaints confidential?

Confidentiality. The Commission is committed to protecting whistleblowers identities. As a general rule, the Commission treats information learned during the course of an investigation, including the identity of sources, as non-public and confidential.

Are SEC whistleblower complaints public?

The SEC treats all tips, complaints and referrals as confidential and nonpublic, and does not disclose such information to third parties, except in limited circumstances authorized by statute, rule, or other provisions of law.

Can a whistleblower go public?

However, it is not possible for recipients of your disclosures to guarantee confidentiality due to factors such as legal limitations, unsecured communications, and the reality that your facts may be your signature and could identify you through context. Always be prepared for the possibility of becoming public.

What does the SEC consider a complaint?

The SEC encourages reporting of any potential violation of securities laws, which may include actions such as: Operation of a Ponzi scheme. Providing misleading or incomplete stock information. Theft or embezzlement.

Does whistleblowing have to be public?

Making your claim anonymously or confidentially You can give your name but request confidentiality - the person or body you tell should make every effort to protect your identity. If you report your concern to the media, in most cases youll lose your whistleblowing law rights.

SEC Complaint v. International Broadcasting Corporation - sec 2025

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