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Accidentally sold shares during blackout period

Notice of blackout period and investment chang 2025

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The document informs participants of the GLOBALFOUNDRIES U.S. Inc. 401(k) Plan about the transition of recordkeeping from Fidelity to Prudential Retirement, highlighting a blackout period from December 7 to December 25, 2017, during which account transactions will be restricted. It emphasizes the importance of reviewing investment allocations prior to this period and outlines changes in investment options and associated fees. Participants are encouraged to consider their retirement planning in light of these changes.

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Click ‘Get Form’ to open it in the editor.
Begin by reviewing the 'Blackout Period' section. Note the dates when account transactions will be restricted, ensuring you plan accordingly.
In the 'Review Your Current Investment Allocations' section, assess your current investments. Use our platform's tools to analyze your portfolio's balance and diversification.
Complete the '30-Day Requirement' field by confirming that you understand the notice was provided at least 30 days prior to the blackout period.
For 'Investment Changes', review the list of old and new funds. Make any necessary adjustments to your investment preferences based on this information.

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We have answers to the most popular questions from our customers. If you can't find an answer to your question, please contact us.

What is required on a blackout notice?

A blackout period is a timeframe during which covered persons, typically executives, directors, and key employees with access to material non-public information, are prohibited from trading the companys securities.

Are 401k funds invested during the blackout period?

In addition, individuals who engage in such transactions are subject to sanction by the SEC as well as potential criminal liability. The Company will notify directors and officers if they are subject to a blackout trading restriction under Regulation BTR.

What is prohibited during blackout periods?

A blackout period doesnt mean that the account is frozen. Employees in a payroll deduction plan can often continue making scheduled contributions to their 401(k) accounts during a blackout period, and assets held in 401(k) accounts remain invested in the market.

What if your employer doesnt give a blackout notice?

Blackout date is a phrase used primarily in the travel and tourism industry to denote specific dates where rewards, negotiated rates, extended stay discounts, and other travel promotions are not available.

What is the blackout period rule?

Blackout Notice Explanation The law says that written notice must be given to participants and beneficiaries at least 30 days before the blackout period begins and not more than 60 days before. Failure to issue notification of a blackout period may result in severe penalties.