Item 1 Cover Page - Form ADV Part 2A 2025

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The document is the Form ADV Part 2A Brochure for Harbor Light Investment Advisors, LLC, detailing the firm's qualifications, business practices, and services offered to clients. It outlines the advisory business, including investment supervisory services, financial planning, and retirement plan advisory services. The brochure also discusses fees and compensation structures, methods of analysis, types of clients served, and potential conflicts of interest due to affiliations with other financial entities. Additionally, it emphasizes the importance of client discretion in investment decisions and provides information on account termination and performance-based fees.

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Click ‘Get Form’ to open the Item 1 Cover Page - Form ADV Part 2A in our editor.
Begin by entering the name of your firm, 'Harbor Light Investment Advisors, LLC', in the designated field.
Fill in the address fields with '9325 Bay Plaza Blvd, Suite 205, Tampa, Florida 33619'. Include your phone and fax numbers as well.
Input your firm's CRD number (#154599) and mailing address ('5504 Keeler Oak Street, Lithia, FL 33547').
Enter the date of the brochure (e.g., 'March 31, 2017') in the appropriate section.
Review all entered information for accuracy before saving or exporting your completed form.

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What is required on ADV cover page?

The cover page of your brochure must state your name, business address, contact information, website address (if you have one), and the date of the brochure. Note: If you primarily conduct advisory business under a name different from your full legal name, and you have disclosed your business name in Item 1.

What is the ADV brochure rule?

What Is the Brochure Rule? The brochure rule is a requirement under the Investment Advisers Act of 1940 that requires investment advisors to provide a written disclosure statement to their clients.

What is disclosed in Form ADV Part 1?

The Form ADV Part 1 is the online component of Form ADV. It primarily discloses information about the firm, whereas individual information is primarily disclosed in the Form U4. Part 1A is required whether youre registering with the state or the SEC.

What is included in ADV Part 2A?

Part 2A requires advisers to create narrative brochures containing information about the advisory firm. The requirements in Part 2A apply to all investment advisers registered with or applying for registration with the SEC, but do not apply to exempt reporting advisers.

What is considered a material change to ADV part 2?

Changes to the ADV Part II that are considered material include: Firm name change. Firm revision of legal structure. Revisions to advisory program administration or custodian.