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Sample invoice - Financial Conduct Authority

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The document consists of multiple invoices issued by the Financial Conduct Authority (FCA) to various firms for regulatory fees and levies for the year 2014/2015. Each invoice details the amounts due for different fees, including the Financial Conduct Authority Periodic Fee, Money Advice Service Fee, Financial Services Compensation Scheme Levy, and Financial Ombudsman Service Levy. It provides payment instructions, due dates, and consequences for late payments.

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Got questions?

We have answers to the most popular questions from our customers. If you can't find an answer to your question, please contact us.

How are FCA fees calculated?

We divide a fee-block's proportion of the AFR by the total 'tariff base' of all the firms in the block. This gives us a fee rate per unit. We then calculate a firm's fee by multiplying its tariff base by the fee rate.

Where is financial conduct authority located?

Head Office: 12 Endeavour Square, London E20 1JN.

What does it mean to be registered with the FCA?

FCA regulation or authorisation means that a consumer can trust the firm. It ensures that the firm treats all consumers in compliance with the strict criteria laid out by the FCA. As a result, consumers do not have to do extra research on the firm in making their final call.

Who is exempt from FCA authorisation?

professional firms, such as solicitors, accountants or actuaries. firms offering payment by instalments. 'appointed representatives' working on behalf of firms that are already authorised.

Do I need financial conduct authority?

According to provisions made under the Financial Services and Markets Act (FSMA) 2000, financial activities have to be regulated by the FCA. Any firm (whether a business, a not-for-profit or a sole trader) carrying out a regulated activity must be authorised or registered by us, unless they are exempt.

Can I access financial conduct authority information?

FOIA gives the public a right of access to recorded information held by public authorities and sets out exemptions from that right. For the purpose of FOIA, the Government has designated the FCA as a public authority. Anyone can make a request for information we hold.

What is FCA responsible for?

The FCA's 11 principles of business Integrity. A firm must conduct its business with integrity. Skill, care and diligence. ... Management and control. ... Financial prudence. ... Market conduct. ... Customers' interests. ... Communications with clients. ... Conflicts of interest.

Who does the Financial Conduct Authority reports directly to?

Find out what it means to be accountable to the Treasury and Parliament, including how we report on our progress. We're an independent financial regulator, accountable to the Treasury and Parliament.

Who is regulated by the Financial Conduct Authority?

The Financial Conduct Authority (FCA) regulates the financial services industry in the UK. Its role includes protecting consumers, keeping the industry stable, and promoting healthy competition between financial service providers. FCA works with HM Treasury.

Who regulates the financial conduct authority?

The FCA is a public body under the purview of the U.K.'s Treasury and Parliament. The FCA charges fees to the firms that it regulates.

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