Keystone oba form 2025

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The document is an Outside Business Activities Disclosure Form required by FINRA Rule 3270 for registered representatives (RRs) of THE BD. It mandates RRs to disclose any outside business activities they intend to engage in, detailing the nature of the business, their role, and compensation. The form includes sections for activity description and attestation, emphasizing that no outside activity should commence without prior written approval from the Chief Compliance Officer (CCO).

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