As filed with the Securities and Exchange Commission on July 22 - sec 2025

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  1. Click ‘Get Form’ to open it in the editor.
  2. Begin by filling out the registration statement section, ensuring you include the correct file numbers: 333-62298 and 811-10401.
  3. Complete the sections regarding the registrant's name and address, including 'Trust for Professional Managers' and its principal executive office details.
  4. Indicate whether this is a pre-effective or post-effective amendment by checking the appropriate box.
  5. Fill in the proposed effective date of the filing, ensuring accuracy for compliance purposes.
  6. Review all sections thoroughly, including investment objectives and strategies, to ensure all information is accurate and complete.
  7. Once completed, utilize our platform’s signing feature to electronically sign where required before submission.

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Since Mr. Trump took office in January, the S.E.C. has dropped more than a dozen lawsuits and investigations targeting crypto firms, including the case it filed against Coinbase in 2023.
As part of a public offering, many companies are required to complete annual reports. These annual reports, such as SEC Form 1-K, provide a detailed snapshot of the companys operation and financial condition throughout a specific fiscal year.
SEC Form Alerts Track every filing made for a specific form, such as 10-Ks, 10-Qs, 8-Ks, or even niche forms like S-1s or Form 4s. Simply set an alert for a form type, and receive notifications whenever its filed, no matter the company or filer.
The Securities and Exchange Commission (SEC) oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair dealing, the disclosure of important market information, and to prevent fraud.
If a company registers its securities under the Securities Act, the company must then file periodic reports with the SEC under the Securities Exchange Act of 1934. The obligation to file reports continues at least through the end of the fiscal year in which the registration statement became effective.
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The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.
Publicly traded companies and other entities are required by the SEC or Securities and Exchange Commission to file certain disclosure forms. These different types of SEC filings not only ensure regulatory compliance, but they also provide need-to-know information to the public.
NEW YORK, Aug 8 (Reuters) - The U.S. Securities and Exchange Commission said it ended its case accusing Ripple Labs of selling unregistered securities, leaving a $125 million fine intact and ending one of the cryptocurrency industrys highest-profile lawsuits.

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