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Dtc eligibility questionnaire 2026

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  1. Click ‘Get Form’ to open the dtc eligibility questionnaire in the editor.
  2. Begin by filling out the 'Issue Information' section. Select the type of issue (ABS, CMO, Corporate) and indicate if it qualifies as a security under Article 8 of the New York Uniform Commercial Code.
  3. Provide details about whether the issuer is a UK entity and check applicable resale eligibility options under the Securities Act of 1933.
  4. Complete the 'Contact Information' section by entering details for the Transfer Agent, Paying Agent, Issuer’s Counsel, and any Remarketing Agents. Ensure all contact fields are filled accurately.
  5. Incorporate CUSIP information by entering relevant numbers, interest rates, and final maturity dates in the designated fields.
  6. Review your entries for accuracy before submitting. Make sure to provide an authorized signature at the end of the form.

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