Dtc eligibility questionnaire 2026

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The document is a DTC Eligibility Questionnaire required for making new securities eligible with The Depository Trust Company (DTC). It outlines the necessary information and documentation needed, including details about the issue type, issuer, and compliance with SEC regulations. The questionnaire must be submitted at least 10 business days before the closing date of the issue, along with a copy of the offering prospectus.

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Click ‘Get Form’ to open the dtc eligibility questionnaire in the editor.
Begin by filling out the 'Issue Information' section. Select the type of issue (ABS, CMO, Corporate) and indicate if it qualifies as a security under Article 8 of the New York Uniform Commercial Code.
Provide details about whether the issuer is a UK entity and check applicable resale eligibility options under the Securities Act of 1933.
Complete the 'Contact Information' section by entering details for the Transfer Agent, Paying Agent, Issuer’s Counsel, and any Remarketing Agents. Ensure all contact fields are filled accurately.
Incorporate CUSIP information by entering relevant numbers, interest rates, and final maturity dates in the designated fields.
Review your entries for accuracy before submitting. Make sure to provide an authorized signature at the end of the form.

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