Home
Forms Library
Download a Complaint Form - Utah Division of Securities - Utah

Download a Complaint Form - Utah Division of Securities - Utah 2025

Download a Complaint Form - Utah Division of Securities - Utah Preview on Page 1

See details

4.6 out of 5

63 votes

The document is a complaint form from the Utah Department of Commerce, Division of Securities, designed for individuals to report grievances related to securities investments. It provides detailed instructions on how to fill out the form, including personal and investment information, reasons for filing the complaint, and relevant documentation required. The form emphasizes confidentiality while also noting potential public disclosure under certain circumstances. Additionally, it outlines the process for seeking restitution and informs complainants about possible monetary awards for reporting securities fraud.

Here's how it works

01. Edit your form online

Type text, add images, blackout confidential details, add comments, highlights and more.

02. Sign it in a few clicks

Draw your signature, type it, upload its image, or use your mobile device as a signature pad.

03. Share your form with others

Send it via email, link, or fax. You can also download it, export it or print it out.

How to use or fill out Download a Complaint Form - Utah Division of Securities - Utah

Ease of Setup

DocHub User Ratings on G2

Ease of Use

DocHub User Ratings on G2

Click ‘Get Form’ to open it in the editor.
Begin by filling out your personal information. Include your full name, home address, and contact numbers. Ensure all details are legible.
In the 'Investment Information' section, describe the nature of your investment clearly. Specify the type of investment and the amounts involved.
Provide details about the company associated with your investment, including its name and address. This helps in identifying the parties involved.
Answer all questions regarding your investment experience honestly. If a question does not apply, mark it as 'N/A'.
In the 'Why You Are Filing a Complaint' section, explain your reasons for filing in detail. Include any relevant conversations or agreements.
Attach any relevant documents that support your complaint before submitting it via email or mail as instructed at the top of the form.

Start using our platform today to complete your complaint form easily and efficiently!

be ready to get more

Complete this form in 5 minutes or less

Get form

Got questions?

We have answers to the most popular questions from our customers. If you can't find an answer to your question, please contact us.

How do I file a complaint against a local company?

Notify the Better Business Bureau (BBB) in your area about your problem. The BBB tries to resolve complaints against companies. Report scams and suspicious communications to the Federal Trade Commission. Contact econsumer.gov if you are complaining about items you bought online from a seller outside the U.S.

How do I file a complaint against a company in Utah?

File a Complaint You will be able to attach all relevant evidence at the end of the complaint form process. Begin the official complaint process by clicking the Next button. If you have any questions prior to filling your complaint, you may call the division at (801)530‑6601 during normal business hours.

How do I report a dentist in Utah?

Filing a Complaint DOPL can be contacted by phone at (801) 530-6628. Office hours are Monday through Friday (except legal holidays) from 8:00 a.m. to 5:00 p.m., Mountain Standard Time. You can contact DOPL by e-mail at DOPL@utah.gov.

How to file a complaint against a business in Utah?

For general questions, please call 801-530-4849, email corpucc@utah.gov, or use the chat feature (click on the orange bubble in the bottom right corner). Hours: 8:00 A.M. to 5:00 P.M.

How do I report a therapist in Utah?

If you suspect mistreatment at a licensed or unlicensed facility, please submit your concern using the form below or call (801) 538-4242. Your name: Your email or phone number: May we contact you for further information?