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RE 304 - Consent to Service of Process (CE Offering RE Course) RE 304 - Consent to Service of Proces

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The document is a consent form for nonresident sponsors seeking approval from the California Department of Real Estate for continuing education offerings or real estate pre-license courses. It outlines the sponsor's agreement to accept service of process through the Department of Real Estate in legal matters related to their courses, and includes sections for sponsor information, application type, and notarization.

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What does a series 66 license allow you to do?

The Series 66 combines material from both the Series 63 and Series 65 exams, in a 100-question multiple-choice format. Test takers have 150 minutes and must score 73% or better to pass. Once you pass, you can legally transact in securities and give securities-related advice in all states.

Do broker dealers always register with the SEC?

If a business wants to operate as a broker-dealer in any given state, it must register with both the Securities and Exchange Commission (SEC) and each appropriate state administrator. Avoiding registration when its required is illegal, potentially leading to significant penalties and fines.

What is the consent to service of process?

Consenting to service of the process means that you agree to have the papers served on you in another way.

What is consent to service of process series 66?

Consent to service of process Appoints state administrator to receive legal paperwork on behalf of the registered person. Only required for initial application (no need to renew)

Do agents register with the SEC?

When determining if an agent must register, you must first look at whom the agent works for. If the agent works for a broker dealer, the agent must register. The only exception is for officers and directors of a broker dealer who have no involvement with customers, securities transactions, or supervision.

What is a consent to service of process?

By consenting to the service of the process, you agree to receive notice of the lawsuit in a way that is less intrusive and more convenient for you.