GS Form #3 (411) 2025

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The document is a Graduate Credit Recommendation form from the University of South Alabama, intended for students seeking to transfer non-degree or other graduate hours. It requires personal information, details of completed graduate work, and signatures from various academic authorities to approve credit for specific courses.

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What triggers a Form 3 filing?

When a person becomes an insider (for example, when they are hired as an officer or director), they must file a Form 3 to initially disclose his or her ownership of the companys securities. Form 3 must be filed within 10 days after the person becomes an insider.

What is an S3 filing?

The SEC POS AM filing is submitted by companies that have filed a prospectus for registration with the U.S. Securities and Exchange Commission (SEC). It is a post-effective amendment to that registration statement that is not immediately effective upon filing.

What does an S3 filing indicate?

By filing a Form S-3, a company provides vital facts regarding the business which is used to assist investors with forming their investment decisions. The form is generally used for offerings regarding the sale of preferred and common stock shares.

What is a 411 form?

AFFIDAVIT OF FACTS CONSTITUTING CONTEMPT. Financial and Injunctive Orders. Form Adopted for Mandatory Use. Judicial Council of California.

Is an S3 filing good or bad?

``The filing of a shelf registration statement is often met with derision, and considered a bad omen that shareholder dilution is around the corner Filing of an S-3 shelf registration signals to the market that a financing is forthcoming, thus creating an overhang on the stock, depressing its performance.

What is the meaning of S-3?

Form S-3 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting company issuers to file in order to issue shelf offerings .

GS Form #3 (411) 2025

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