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What is the difference between wholesale and retail funds?
Retail funds are intended for retail investors who are ordinary investors, while wholesale funds are intended to wholesale investors or institutional investors. Retail funds are easier to access with its low minimum balances, while wholesale funds have hefty minimums.
Who is a wholesale client under the Corporations Act?
The Corporations Act 2001 establishes a regulatory framework which distinguishes between retail, wholesale, sophisticated and professional investors. Section 761G(4) states that a financial product is only provided to a person as a wholesale client if it is not provided to the person as a retail client.
Who is considered a retail client?
A retail client is a client who is not a professional client or an eligible counterparty.
What is a S708 certificate?
Therefore, a 708 certificate is an acknowledgment that you understand the risks involved, Roberto added. If you believe you qualify as a sophisticated investor, please fill in the form below and hand it to a verified qualified accountant to confirm the Wholesale Investor status.
What is considered a wholesale client?
Eligibility to be a Wholesale Client is determined by meeting one of the 5 eligibility tests: Product value of over $500,000. Individual wealth measured in terms of gross income or net assets as certified by an accountants certificate. Professional investors mostly institutional investors and investment managers.
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Who is a retail customer as defined in the Corporations Act?
Retail clients are defined under the Corporations Act 2001 (Cth) as individuals who are considered less financially literate, thus entitled to greater protections and specific conduct and disclosure obligations from financial service providers.
What is section 761G of the Corporations Act wholesale client?
Section 761G(4) of the Corporations Act states that a financial product or a financial service is provided to, or acquired by, a person as a wholesale client if it is not provided to, or acquired by, the person as a retail client.
Who are wholesale clients as defined in section 761g of the Corporations Act?
Wholesale clients. (4) A financial product or a financial service is provided to, or acquired by, a person as a wholesale client if it is not provided to, or acquired by, the person as a retail client.
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