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Matters to be completed prior to the issuance of an Authorization - dfs ny

Matters to be completed prior to the issuance of an Authorization - dfs ny 2025

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The document outlines the necessary steps and requirements that must be completed before an authorization certificate can be issued to an investment company. It details the meetings that need to be held, including the adoption of by-laws and election of directors, as well as the submission of various documents such as minutes from meetings, affidavits, legal opinions, evidence of insurance, and financial information regarding capital stock. Additionally, it specifies the need for management team documentation and emergency contact information.

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