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OCC to close out open positions in - gpo

OCC to close out open positions in - gpo 2025

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The document outlines proposed amendments by the Options Clearing Corporation (OCC) to Rule 1106, which pertains to the orderly closure of open positions in options held by suspended clearing members. The OCC seeks to implement an auction process for closing out these positions and proposes a failsafe provision allowing it to fix liquidation values under extraordinary circumstances. Additionally, the document discusses changes to access service fees by NASDAQ OMX PHLX LLC, including adjustments to various trading fees and the elimination of outdated fees, aimed at addressing rising operational costs and ensuring equitable fee distribution among exchange members.

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Who are the members of the OCC clearing?

OCC clearing members consist of U.S. broker-dealers, futures commission merchants, U.S. banks and non-U.S. securities firms that serve both professional traders and public customers.

Does the OCC issue options contracts?

The Options Clearing Corporation (OCC) issues substantially all Cboe options contracts. The OCC is recognized as the vital mechanism which provides market and systemic safety to the listed securities options markets in the U.S.

Who are the clearing members?

Clearing Member means a member of the Clearing Corporation who clears and settles deals through the Clearing Corporation. The Clearing Member clears and settles deals for a segment in a manner and mode and subject to such terms and conditions and procedures prescribed for them.

What is the OCC clearing fund?

The Options Clearing Corporation (OCC) is the worlds largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions.

What exchanges are cleared by OCC?

Participant exchanges and clearing members OCC clears futures contracts traded on CBOE Futures Exchange, NYSE Liffe, NASDAQ OMX Futures Exchange and ELX Futures, in addition to security futures contracts traded on OneChicago and options on futures contracts traded at NYSE Liffe US.