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Exchange and the Commission - gpo 2025

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The document is a notice from the Securities and Exchange Commission (SEC) regarding a proposed rule change by BATS Exchange, Inc. to extend the Penny Pilot Program for options trading through June 30, 2013. The proposal aims to allow replacement of delisted issues and emphasizes the benefits of enabling market participants to express true prices in options trading. The SEC invites public comments on this proposed rule change, which has become effective immediately upon filing.

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Who runs Securities and Exchange Commission?

The Securities and Exchange Commission (SEC) is a federal government agency responsible for the regulation of the nations securities industry. The SEC is headed by a five-member board of commissioners. Members are appointed by the president with the advice and consent of the United States Senate.

What branch of government is the Securities and Exchange Commission?

The U.S. Securities and Exchange Commission, among the independent agencies of the Executive Branch, recognized regulation had economic costs.

What did the Exchange Commission do?

The Securities and Exchange Commission (SEC) oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair dealing, the disclosure of important market information, and to prevent fraud.

Is the SEC under Congress?

The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929. Its primary purpose is to enforce laws against market manipulation.

What department is the SEC under?

Who Oversees the SEC? The SEC is an independent federal agency headed by a bipartisan five-member commission, composed of the chair and four commissioners appointed by the president and confirmed by the U.S. Senate.

What branch of government is the SEC under?

The U.S. Securities and Exchange Commission, among the independent agencies of the Executive Branch, recognized regulation had economic costs. During the 1970s, with the economy impacted by inflation and high interest rates, the SEC had implemented rules to lessen the regulatory burden on the financial industry.

Exchange and the Commission - gpo 2025

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