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Click ‘Get Form’ to open the BATS Trading Limited Participant Application Form in the editor.
Begin with Section 1, where you will provide your firm's contact information. Fill in the name of your firm, trading name (if applicable), type of entity, jurisdiction of incorporation, registration number, and both registered and business office addresses.
Continue by entering your main office telephone and fax numbers, website address, and main email address. Indicate whether you consent to include your firm's name and logo on the BATS website.
In Section 1.11, provide details for key contacts at your firm: Business Contact, Compliance Contact, Technical Contact, Trading Contact, and Billing Contact. Ensure all fields are filled accurately.
Proceed to Section 2 if applicable. Indicate if you have branch offices in other EEA states that will access the BATS MTF and provide necessary information for each branch.
In Section 3, select your regulatory status by choosing between being authorized by an EEA regulator or not. Complete subsequent sections based on your selection.
Complete Sections 4 through 6 as required. Confirm compliance statements in Section 5 and ensure all information is accurate before signing the declaration in Section 6.
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