Client suitability assessment form 2026

1. Click ‘Get Form’ to open the Client Suitability Assessment Form in the editor.
2. Begin by filling out the General Information section. Enter your Client Code, Name, Mailing Address, Contact Numbers, Occupation, Amount to be Invested, and Discretionary Limits. Ensure all details are accurate for effective processing.
3. Proceed to the Financial Status section. Select your Household Income per Year from the provided options and indicate your Total Funds Invested and Approximate Net Worth by checking the appropriate boxes.
4. In Section 1: Financial Goals, read each question carefully and select the statement that best describes your investment goals by marking the corresponding box. This will help us understand your risk tolerance and investment preferences.
5. Continue to Section 2: Background Information. Answer questions regarding your age, financial dependents, employment status, gross annual income, and income source by selecting the most applicable options.
6. Review all entries for accuracy before submitting. Once completed, save or export your form directly from our platform for easy sharing with your account officer.

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