When to File A reportable trader must file a Form 40 on call by the Commission or its designee. Where to File This statement is to be submitted to theRead more
Feb 17, 2021 For annual reports, indicate by check mark the information filed with this Form: ☒ Annual Information Form ☒ Audited Annual Financial Statements.Read more
17 CFR Appendix A to Part 18 - Form 40 - Law.Cornell.Edu
17 CFR 18.04(a) requires every person who owns or controls a reportable position to file a Form 40Statement of Reporting Trader with the CommissionRead more
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