PHS Investigator Financial Interest Disclosure Form - Office of the 2025

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A financial conflict of interest (FCOI) exists when the Designated Official reasonably determines that the SFI could directly and significantly affect the design, conduct, or reporting of the PHS-funded research.
The basic criminal conflict of interest statute, 18 U.S.C. 208, prohibits Government employees from participating personally and substantially in official matters where they have a financial interest.
Financial interest disclosure is confidentially revealing to a university official the details of your personal significant financial holdings that appear to be related to your institutional responsibilities.
The PHS regulations require grantee institutions and contractors to designate one or more persons to review investigators financial disclosure statement describing their significant financial interests and ensure that conflicting financial interests are managed, reduced, or eliminated before expenditure of funds (42
Generally, senior or high-level federal employes like political appointees, members of the Senior Executive Service or GS-15 or above employees must file public financial disclosure reports.

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PHS defines Investigator as the Project Director or Principal Investigator and any other person, regardless of title or position, who is responsible for the design, conduct, or reporting of PHS-funded research, or proposed research. Investigators may include collaborators or consultants.
FCOI. A financial conflict of interest exists when the institutions designated official(s) reasonably determines that an investigators significant financial interest (SFI) could directly and significantly affect the design, conduct, or reporting of the NIH-funded research.

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