Download the Investigator Guide Reporting of Unanticipated - nymc 2025

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* Investigators must provide periodic updates to the IRB in ance with its policies. This typically occurs at least once per year, but may be required more often by the individual IRB. * The investigator initially reports all adverse events to the sponsor The sponsor transmits reports to the FDA.
Sponsor-investigators have reporting responsibilities when adverse events occur in their study. In addition to submitting these events to their IRB, they must also submit in respect to the protocols data safety monitoring plan and to the FDA following FDA regulation 21 CFR 312.32(c) or 21 CFR 812.150(a)(1).
Regardless of whether the internal adverse event is determined to be an unanticipated problem, the investigator also must ensure that the adverse event is reported to a monitoring entity (e.g., the research sponsor, a coordinating or statistical center, an independent medical monitor, or a DSMB/DMC) if required under
Unanticipated adverse device effects. An investigator must submit to the sponsor and to the reviewing IRB a report of any unanticipated adverse device effect occurring during an investigation as soon as possible, but in no event later than 10 working days after the investigator first learns of the effect.
The regulations state that for studies conducted under 21 CFR part 312, investigators must report all unanticipated problems to the IRB ( 312.66, 312.53(c)(1)(vii), and 56.108(b)(1)).
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Unanticipated problems (UPs) are defined as any incident, experience or outcome that meets all of the following criteria: Unexpected (unforeseen by the researcher or the research participant) in terms of nature, severity, or frequency, given the research procedures and the subject population being studied; and.

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