Request for exemption from mandatory electronic fingerprint submission requirement 2026

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  1. Click ‘Get Form’ to open it in the editor.
  2. Begin by entering your name in the designated fields: LAST, FIRST, and MIDDLE. Ensure clarity to avoid processing delays.
  3. Fill in your address details accurately, including STREET, CITY, COUNTY, STATE, and ZIP CODE.
  4. Provide the name of your employer or licensing agency in the specified section.
  5. Select the basis for your exemption. If you have no regional access to fingerprinting services, list the nearest electronic fingerprint site. Alternatively, if applicable, explain under 'OTHER'.
  6. Finally, sign and date the form at the bottom to certify that all information is true and correct before submitting it along with your fingerprint card(s) to the provided address.

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EFS vendors are required by the FBI to purge fingerprints and results as soon as the FBI result is received or 30 days, whichever is sooner.
FINRA-specific hardcopy fingerprint cards may be purchased from FINRAs designated fingerprint provider, Sterling.
A15: FINRAs dedicated Fingerprint Provider, Sterling, transmits the non-deficient fingerprints to the FBI. The FBI performs a criminal history record check using the fingerprints and returns information from the FBIs database, which is made available in CRD or FPRD.
All data entered on fingerprint cards must be typewritten or legibly printed, utilizing black or blue ink and must not exceed the boundaries of the designated field (block).
A fingerprint background check researches the criminal history of an individual by checking for criminal records associated with their fingerprints. Fingerprinting is often required for employment in regulated industries such as financial services or healthcare.

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