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SEC Form 20-F is an annual report filing for non-U.S. and non-Canadian companies that have securities trading in the U.S. SEC Form 20-F helps standardize the reporting requirements of foreign-based companies. The company must also make the report available to shareholders through the companys website.
What is the 20-F Amendment?
The new rules amended Form 20-F to require annual disclosure relating to whether the company has adopted (and if not, an explanation of why not) insider trading policies and procedures for directors, officers and employees, that are reasonably designed to promote compliance with insider trading laws, and for the
What is the amendment to Form 20-F?
Form 20-F now has two new items: (i) Item 16J, Insider trading policies; and (ii) Item 16K, Cybersecurity. The disclosure under Item 16K is required for all Form 20-Fs filed for fiscal years ending on or after December 15, 2023.
What is the difference between Form 20-F and 40 F?
Form 20-F prescribes specific disclosures and must be filed within 4 months after fiscal year-end. Form 40-F is generally a wrap around form that attaches the Canadian Annual Information Report and MDA reports filed in Canada, as exhibits to the form.
What is item 16J of Form 20-F?
Disclosure Regarding Insider Trading Policy (Item 16J): Pursuant to new Item 16J, registrants will be required to disclose whether they have adopted policies and procedures governing the purchase, sale and other dispositions of their securities by directors, officers, employees or the registrant itself that are
Mar 31, 2011 2010 Annual Report of the Federal Financial Institutions Examination Council. ing the two Call Report forms into. Page 21 May 20, 2009, the
Form 10-K. ADTRANs 2010 Annual Report on Form 10-K. (without exhibits) as filed with the Securities and. Exchange Commission is available to stockholders.
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