Curriculum SOF Print - With Kits FORM 4 (Statement of Changes in Beneficial Ownership) Filed 08 22 1 2025

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Whats a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insiders various transactions in company securities, including the amount purchased or sold and the price per share.
A Form 4 must be filed before the end of the second business day following a change in ownership of securities or derivative securities (including the exercise or grant of stock options) for individuals subject to Section 16 of the Securities Exchange Act of 1934.
SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.
Forms 3, 4, and 5 are publicly available through the SECs EDGAR database at .sec.gov/ edgar/searchedgar/webusers. htm. In addition to the SECs EDGAR database, there also are many third-party websites that offer insider ownership and transaction information.
Form 4 is a statement to disclose changes in an insiders ownership of securities. The information is used for the purpose of disclosing the equity holdings of insiders of reporting companies.
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Generally, a Form 4 must be filed within two business days of the change in beneficial ownership.
Form 4 filings can help investors identify transactions that top corporate insiders such as CEOs, CFOs, and Chairmen have made in US publicly listed companies. This is valuable because corporate insiders have a genuine information advantage over other investors.
Who Needs to Make an S-4 Filing? The SEC requires an S-4 filing from any publicly traded company undergoing a merger or an acquisition. This form must also be filed in bankruptcy situations when there is an exchange offer on the table, and during hostile takeovers.

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