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How to use or fill out Document Cover Sheet General form for registration of securities pursuant to Section 12(b) or (g) - with DocHub
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- Specify the court details by selecting 'SUPERIOR COURT OF CALIFORNIA, COUNTY OF ORANGE' and providing the hearing date and department.
- In the 'DOCUMENT COVER SHEET' section, mark one box that best describes the attached document. You can choose from options like 'Complaint/Petition', 'Response', or 'Motion'.
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What securities are registered under Section 12 G?
Companies that are banks, bank holding companies, savings and loan companies or savings and loan holding companies must register equity securities under Section 12(g) if they have both total assets greater than $10 million and 2,000 or more equity shareholders.
What is the general form for registration of securities pursuant to Section 12 B or G of the Securities Exchange Act of 1934?
Form 10 shall be used for registration pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 of classes of securities of issuers for which no other form is prescribed.
How to get general information sheet from SEC?
Requesting for SEC documents is easy. Enter the company name or SEC registration number of the company you are looking for. Choose from a list of available SEC documents. Enter your contact details and delivery information. Pay for your order using your credit card.
What securities are registered pursuant to Section 12 G?
Under Section 12(g), a private company must register with the SEC if it has more than $10 million in assets and the number of its shareholders exceeds certain counts.
What are section 12 securities?
Unlike registration of the offer and sale of securities under the Securities Act, Section 12 of the Exchange Act involves registration of an entire class of securities if conditions are met, including listing on a national securities exchange for Section 12(b) and crossing minimum asset and securityholder thresholds
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What is the general form for registration of securities?
SEC Form 10 is a filing with the Securities and Exchange Commission (SEC), also known as the General Form for Registration of Securities. It is used to register a class of securities for potential trading on U.S. exchanges.
What securities are required to be registered?
In general, all securities offered in the United States must be registered with the SEC or must qualify for an exemption from the registration requirements.