Document Cover Sheet General form for registration of securities pursuant to Section 12(b) or (g) - 2025

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Form 10 shall be used for registration pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 of classes of securities of issuers for which no other form is prescribed.
As noted above, this form is also known as the Registration for Listing of a Security on a National Exchange Form. 1 It must be filed as per Section 12(b) or (g) of the Act. Once completed, the form is referred to as either Form 8-A12B or 8-A12G. Section 12(b) outlines registration and reporting requirements.
A Form F-3 registration statement can be used to register the sale of many different types of securities, including common and preferred stock, options, warrants, debt (convertible and non-convertible) and debt guarantees.
Step 1: Prepare the GIS Form. Download the GIS template from the SEC website. Step 2: Gather Supporting Documents. Attach the following documents, if applicable: Step 3: Submit the GIS via SECs eFAST. Step 4: Monitor SEC Updates.
SEC Form 10, or the General Form for Registration of Securities, is a required regulatory filing for an entity that wishes to sell or issue securities. Form 10 is intended to provide disclosure of all relevant material information for an investor to make an investment decision.
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By registering securities under Section 12(b) or Section 12(g) of the Exchange Act, a company becomes subject to the periodic and current reporting requirements of Section 13(a) of the Exchange Act and, as a result, becomes a reporting company.

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