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Section 12(b) requires registration of any class of securities listed on a national exchange (e.g., NYSE or, since 2006, Nasdaq).
SEC Form 10, or the General Form for Registration of Securities, is a required regulatory filing for an entity that wishes to sell or issue securities. Form 10 is intended to provide disclosure of all relevant material information for an investor to make an investment decision.
The public may request for SEC documents through a user-friendly, web-based interface that includes online payment and courier delivery of the requested documents/s nationwide. The public may call Hotline Number 737-8888 for requests, mode of payment and courier delivery of the requested documents/s nationwide.
By registering securities under Section 12(b) or Section 12(g) of the Exchange Act, a company becomes subject to the periodic and current reporting requirements of Section 13(a) of the Exchange Act and, as a result, becomes a reporting company.