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The Department of Financial Services supervises many different types of institutions. Supervision by DFS may entail chartering, licensing, registration requirements, examination, and more.
If you have a question or need assistance, call (800) 342-3736 (M-F, 8:30 AM to 4:30 PM). Local calls can be made to (212) 480-6400 or (518) 474-6600.
Notably, DFS-regulated individuals and entities required to comply with the amended Cybersecurity Regulation (referred to below as Covered Entities) continue to include, but are not limited to, partnerships, corporations, branches, agencies, and associations operating under, or required to operate under, a license,
Property and Casualty Insurance Companies The Department regulates the financial condition, corporate conduct and administration of the Insurance Law for the following types of property and casualty insurers: fire and marine, casualty and surety, title, financial guaranty and mortgage guaranty.
The Department of Financial Services regulates many different types of institutions. Supervision by DFS may entail chartering, licensing, registration or filing requirements, examination, etc.

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The NYDFS Cybersecurity Regulation applies to all entities operating under or required to operate under DFS licensure, registration, or charter, or which are otherwise DFS-regulated, as well as, by extension, unregulated third-party service providers to regulated entities.
(c) Covered Entity means any Person operating under or required to operate under a license, registration, charter, certificate, permit, accreditation or similar authorization under the Banking Law, the Insurance Law or the Financial Services Law.
The NYDFS Cybersecurity Regulation covers any organization that is regulated by the Department of Financial Services. This includes: Licensed lenders. State-chartered banks.

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