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What is a 40f?

The SEC Form 40-F is a filing with the Securities and Exchange Commission (SEC) required for companies domiciled in Canada but that have securities registered in the United States. Form 40-F is an annual filing that companies must fill out.

What is Form 20-F used for?

The goal of Form 20-F is to standardize the reporting requirements of foreign-based companies so investors can evaluate these investments alongside domestic equities. The form often contains a foreign companys annual report with financials.

What is the SEC f1 filing?

Form F-1 shall be used for registration under the Securities Act of 1933 (Securities Act) of securities of all foreign private issuers as defined in Rule 405 (230.405 of this chapter) for which no other form is authorized or prescribed.

What is SEC form 40-F?

SEC Form 40-F, also known as the Registration and Annual Report for Canadian Securities Form, is a filing with the SEC used by Canadian companies that want to offer their securities to United States investors.

What is the difference between a 40-F and a 20-F?

Form 20-F prescribes specific disclosures and must be filed within 4 months after fiscal year-end. Form 40-F is generally a wrap around form that attaches the Canadian Annual Information Report and MDA reports filed in Canada, as exhibits to the form.

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