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Yes No any every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months or for such shorter period that the registrant was required to submit and post such files. Filer or a smaller reporting company. See the definitions of large accelerated filer accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act. Large accelerated filer Non-accelerated filer Accelerated filer Do not check if a small ...

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Is Wells Fargo a U.S. based company?

Wells Fargo, multinational financial services company with headquarters in San Francisco, California. The founders of the original company were Henry Wells (180578) and William George Fargo (181881), who had earlier helped establish the American Express Company.

What is the SEC fine for WhatsApp?

NEW YORK, Sept 29 (Reuters) - U.S. regulators on Friday fined eight companies a combined $111 million over record-keeping lapses, the latest in a series of enforcement actions levied over Wall Streets use of WhatsApp and other unapproved messaging channels for discussing business.

Is Wells Fargo a Securities firm?

Founded in 1984, Wells Fargo Securities is an investment banking firm headquartered in San Francisco, California.

What is the SEC issue with Wells Fargo?

The SEC alleged that Wells Fargo and its predecessor firms overcharged certain clients who opened accounts prior to 2014 for advisory fees through the end of December 2022. Wells Fargo settled without admitting or denying the charges, the SEC said in a statement.