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As such, filing should be made within 120 calendar days from the end of their respective fiscal years. Brokers and dealers whose fiscal years end on December 31, 2024, SEC Form 52-AR shall file the report with the Commission on April 30, 2024.
SEC Form 5: Annual Statement of Changes in Beneficial Ownership of Securities is a document that company insiders must file with the Securities and Exchange Commission (SEC) if they have conducted transactions in the companys securities during the year.
Periodic Report Filing Deadlines. Annual Report on Form 10-K. Large Accelerated Filer: 60 days after fiscal year end. Accelerated Filer: 75 days after fiscal year end. Non-Accelerated Filer: 90 days after fiscal year end. Quarterly Report on Form 10-Q. Large Accelerated Filer: 40 days after fiscal quarter end.
A Form 5 is generally due to the SEC no later than 45 days after the companys fiscal year ends and is only required from an insider when at least one transaction, because of an exemption or failure to earlier report, was not reported during the year.
This Form can be used by a person being a firm, Limited Liability Partnership (LLP), Association of Persons (AOP), Body of Individuals (BOI), Artificial Juridical Person (AJP) referred to in clause (vii) of section 2(31), local authority referred to in clause (vi) of section 2(31), representative assessee referred to
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The EDGAR system is not in operation on weekends. If a due date falls on a weekend or SEC holiday, the filing is due the following business day. Companies may request a filing extension for their Form 10-Qs and 10-Ks by submitting Form 12b-25 via the EDGAR system.
Form 4 due 2 business days after the transaction date in which a company insider trades registered securities. Form 5 due on or before 45th day after the end of the issuers fiscal year. Form 8-K due 4 business days after the occurrence of a triggering event.

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