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hi Im Karen bar president and CEO of the investment advisor Association the SEC has issued a wave of proposed rules that would have a docHub impact on advisor businesses and their clients one of those rules would change how advisors choose and oversee service providers its a broad rule that is unnecessary over overly prescriptive and would be very burdensome to comply with the IAA is opposing this rule we have submitted three comment letters to the SEC detailing our many concerns and weve met many times with the SEC Commissioners and staff and brought our members in to educate the SEC about the operational challenges and other negative impacts of the rule this is just one of many onerous and costly proposals that would impact advisor operations infrastructure and clients we will continue to call on the SEC to slow down consider the implications of its rules holistically and accurately assess the cumulative costs and burdens of all of its proposals on advisors visit our website
