Link size in the Registration Rights Agreement

Aug 6th, 2022
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Key Takeaways. SEC Form S-3 is a regulatory filing that provides simplified reporting for issuers of registered securities. An S-3 filing is utilized when a company wishes to raise capital, usually as a secondary offering after an initial public offering has already occurred.
Investors can exercise their S-3 (or F-3 for foreign issuers) registration rights to demand that a company that is already a publicly traded company register the investors shares with the Securities Exchange Commission. what are s 3 registration rights - Orrick orrick.com tech-studio resources faq orrick.com tech-studio resources faq
There are two types of registration rights: demand and piggyback. Demand registration rights enable the stockholder to require the issuer to register all or a portion of its shares.
Form S-1 long form typically used for IPOs and sometimes for other primary and secondary sales of securities. Form S-3 short form typically used for follow-on offerings and public resales of a companys securities by selling shareholders, and available only if eligibility requirements are met.
Each of these registration statement forms requires a description of the securities being offered, risk factors and the plan of distribution. The primary difference between Form S-1 and S-3 is that S-3 allows the issuer to incorporate all Exchange Act reports into the registration statement.
Shelf registration is a registration of a new issue that can be prepared up to three years in advance, so that the issue can be offered quickly as soon as funds are needed or market conditions are favorable. Shelf registration - Wikipedia wikipedia.org wiki Shelfregistration wikipedia.org wiki Shelfregistration
A registration right is a right entitling an investor who owns restricted stock to require that a company list the shares publicly so that the investor can sell them. Registration rights, if exercised, can force a privately-held company to become a publicly-traded company. Registration Right: What it is, How it Works - Investopedia investopedia.com terms registrationright investopedia.com terms registrationright
What Are Piggyback Registration Rights? Piggyback registration rights are a form of registration rights that grants the investor the right to register their unregistered stock when either the company or another investor initiates a registration. Piggyback Registration Rights: What They are, How They Work investopedia.com terms piggybackrights investopedia.com terms piggybackrights

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