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In this session of Investors Watchdog University, Kelly Kesner and Pat Huddleston discuss the fundamental rights of investors. Pat emphasizes that investors do have rights, contrary to the common belief that they must accept losses without recourse. Key rights include the expectation of fairness and good faith from the Securities industry. A frequent violation of these rights occurs in churning cases, where excessive trading is done to generate commissions. Additionally, investors have the right to be informed of all material facts regarding their investments, which plays a crucial role in making informed decisions. The session aims to educate investors on their entitlements and provide support in navigating the investment landscape.
