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[Music] hi Im Jeremy Solomon from Solomon exam prep notice filing is a topic that often confuses people studying for the series 63 uniform securitys agent state law exam or the series 65 uniform investment advisor law exam or the series 66 uniform combined state law exam many assume that notice filing is the same as state registration its not and securities licensing exams do not treat them as such despite their similarities so what is notice filing and how does it work to understand the concept of a notice filing its important to know a bit about the entities to which it applies federal covered advisors and federal covered securities first lets look at federal covered advisors a federal covered advisor is an SEC registered advisor that offers investment advice in exchange for compensation any advisor with assets under management of one hundred and ten million dollars must register as a federal covered advisor when it comes to registration Advisors are not subject to double regis