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[Music] if youre taking the series 63 65 or 66 exams youre very likely to come across questions that ask you about whether a broker-dealer an agent of a broker-dealer an investment advisor or an investment advisor representative would need to register in a given state when you come across one of these questions there is a certain thought process that you should go through in order to answer the questions and so were going to run through that thought process here the thought process for broker dealers and agents first then investment advisors and investment advisor reps and then well look at a question that sort of gets at um using that thought process so first off when you have a question that asks you about a broker dealer or an agent who works for a broker dealer and whether they would need to register in a given state there are two questions you should ask yourself the first question does the broker-dealer or agent have an office in the state okay so you ask this question if the