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Change in affiliation of Sub brokers

Change in affiliation of Sub brokers 2025

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The document outlines the procedure and requirements for sub-brokers to change their affiliation from one member of the National Stock Exchange to another, as mandated by SEBI. It includes detailed steps for application submission, necessary documentation, and conditions under which changes can occur, such as mergers or terminations. The document also provides templates for various forms and letters required in the process.

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What happens when a broker signs a change of affiliate form for a licensee?

What happens when a broker signs a change of affiliate form for a licensee? All supervisory responsibility for that licensee ceases.

What is the salary of a sub broker?

On average, Sub Broker salaries ranges from ₹1.5 Lakhs to ₹8.0 Lakhs per year.

What is the new rule of SEBI for brokers?

The revised guidelines, issued on October 10, 2025, aim to eliminate inconsistencies, avoid duplication of penalties, and reduce the compliance burden on brokers. Previously, the penalty structure for similar violations could differ across various stock exchanges, leading to confusion and regulatory arbitrage.

Can I switch from one broker to another?

To change your broker online, just open an account with the new broker and process the transfer request forms through their online platform, along with other necessary steps to facilitate this change.

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